Penny Stock Fraud

The Truth About Littleton Coin Company
Littleton Coin Company is perhaps the best-known coin dealer in America. Their advertising can be found across a broad spectrum of magazines and media. ... Read Article

SEEKING NEW SANCTIONS: COMMENTS ON DEVELOPMENTS IN THE UNITED ...
2 A second change has been in our emphasis on fighting penny stock fraud. In October 1988,the Commission announced a major initiative against penny stock fraud. ... Fetch Document

An Investment Masquerade: A Descriptive Overview Of Penny ...
An Investment Masquerade: A Descriptive Overview of Penny Stock Fraud and The Federal Securities Laws By Joseph I. Goldstein, Paul D. Ramshaw and Sarah B. Acker son* ... Retrieve Document

Microcap stock fraud - Wikipedia, The Free Encyclopedia
Microcap stock fraud is a form of securities fraud involving stocks of "microcap" companies, generally defined in the United States as those with a market capitalization of under $250 million. ... Read Article

'Click Here To Buy The Next Microsoft': The Penny Stock Rules ...
Indiana Law Journal Volume 75|Issue 1 Article 18 1-1-2000 "Click Here to Buy the Next Microsoft": The Penny Stock Rules, Online Microcap Fraud, and the ... Visit Document

HISTORY OF LDS FRAUD CHRONICLED - Sunstone
HISTORY OF LDS FRAUD CHRONICLED SINCE THE beginning of their history, AFCO chairman Grant Affleck, a former bishop, and Carvel Shaffer, a former high- ploiting bogus penny stock schemes says the Utah market is the "slimiest financial market in the U.S., ... Fetch Document

GGD-93-59 Penny Stocks: Regulatory Actions To Reduce ...
Executive Summary Several federal and state officials told us that well-informed public investors are the best weapon against penny stock fraud and abuse. ... Read Full Source

Fighting Consumer Fraud - Federal Trade Commission
Stock manipulations, penny stock frauds, and other securities schemes. 6 Meanwhile, unregistered investments have mushroomed on the Internet. It was no surprise, then, to find fraud operators who were trumpeting the riches to be reaped through online businesses. ... Fetch Doc

Securities Enforcement Remedies And Penny Stock ... - ProCon.org
Remedies for violations of those laws and to eliminate abuses in transactions in penny stocks, and for other purposes. Oct. 15, 1990 Remedies and Penny Stock Reform Act of 1990”. (b) TABLE OF CONTENTS.- Penny Stock Reform Act of Recent cases of international securities fraud ... Document Retrieval

INVESTOR ALERT: Goldberg Law PC Announces An Investigation Of Claims Against Root9B Technologies, Inc. On Behalf Of ...
Goldberg Law PC announces that it is investigating claims of potential misrepresentations by root9B Technologies, Inc. . ... Read News

What’s All This Craziness About? - Penny Stock Research
What Exactly Is A “Penny Stock”? When it comes to penny stocks, there seems to be a lot of confusion as to what they actually are. Imagine people To guard yourself against this fraud, make sure you only follow penny stock research that is UNBIASED. ... Fetch Doc

LINDA K. PAGE MARK V. HOLDERMAN - Ohio Department Of Commerce
RICHARD F. CELESTE LINDA K. PAGE MARK V. HOLDERMAN GOVERNOR DIRECTOR OF COMMERCE COMMISSIONER OF SECURITIES 89:2. Spring Quarter 1989 A penny stock fraud operates in the following ~anner. Promoters assign themselves millions of shares of stock at a ... Access Document

Microcap Fraud And Lessons From Enforcement - SIFMA
Microcap Fraud and Lessons from Enforcement Susan DeSantis Managing Director and Deputy Chief Compliance Officer DTCC Jim Fiebelkorn ... Retrieve Full Source

What Is A Reverse Takeover (RTO)? - About.com Money
Stock exchange like the OTCBB or OTC Markets exchanges. There are many different ways that fraud can occur with reverse takeovers. Should I Invest In Penny Stocks? Our Expert Recommends. Top 3 Best Sources of Investor Information ... Read Article

New Clues In Killings Of stock Promoters Divorce Case Sheds ...
A group of Russian émigrés threatened the lives of two penny stock promoters shortly before execution-style killings of Albert Alain Chalem and Maier Lehmann. or both were cooperating with authorities investigating stock fraud. ... Content Retrieval

Penny stock - Wikipedia, The Free Encyclopedia
Penny stocks, also known as cent stocks in some countries, are common shares of small public companies that trade at low prices per share. In the United States, the SEC defines a penny stock as a security that trades below $5 per share, is not listed on a national exchange, and fails to meet ... Read Article

AZ Superior Court 12/16/04Junk Fax Complaint
Junk fax, TCPA, penny stock, fraud Last modified by: Christine Baker Created Date: 12/16/2004 8:26:00 AM Other titles: AZ Superior Court 12/16/04Junk Fax Complaint ... Retrieve Document

UNITED STATES ATTORNEY S OFFICE Southern District Of New York
The Start-Up Company Stock Fraud Scheme DAVID LEVY and his wife, DONNA LEVY, defrauded multiple start-up companies in need of capital, dumping large holdings of penny stocks, directly or through intermediaries, to post or fund ... Return Document

SEC Penny Stock Disclosure - Legend Securities, Inc.
SEC Penny Stock Risk Disclosure Document IMPORTANT INFORMATION ON PENNY STOCKS This statement is required by the U.S. Securities and Exchange Commission (SEC) and ... Fetch Content

Penny Stock Fraud - YouTube
Two Canadians are on the run after allegedly pulling off, what U.S. officials call, one of the largest penny stock frauds in history. Christina Stevens repor ... View Video

The Fraud On The Market Theory And Securities Fraud Claims
Fraud, it is well established that a have owed not a single penny of their winnings to those they left to hold the bag impact on the stock price. Using fraud on the market theory for both elements renders this distinction meaningless. ... Doc Viewer

Speech: Penny Stock Manipulation And The Small Investor ...
Penny stock Manipulation and the Small Investor Introduction The occasion of the Rocky Mountain State-Federal-Provincial securities Conference in Denver gives me a chance to ... Visit Document

Federal Audits Of Medicare Advantage Reveal Widespread Overcharges
Internal audits, never before made public, provide striking evidence of billing mistakes in Medicare Advantage health plans. The Center for Public Integrity filed suit to obtain the records. ... Read News

Penny Stocks, Big-Bucks Fraud --- Aided By A Tipster, Feds ...
Penny Stocks, Big-Bucks Fraud --- Aided by a Tipster, Feds Bring a Vast Scheme to Light Martini, LaSala and Spencer all admitted to aiding Barry Davis and his associate Eric Wynn in manipulating trading in Castleton, longtime associate of penny-stock king Robert Brennan, ... Retrieve Document